Chiu, Man Yee (SFC:AAH138) 趙敏兒

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CINDA INTERNATIONAL CAPITAL LIMITED Rep Advising on corporate finance 2006-06-06 2006-12-11
2 CINDA INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2006-06-06 2006-12-11
3 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED Rep Advising on securities 2006-06-06 2006-12-11
4 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2006-06-06 2006-12-11
5 CINDA INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2006-06-06 2006-12-11
6 Yuanta Asia Investment (Hong Kong) Limited Rep Advising on securities 2007-03-01 2010-03-11
Rep Dealing in futures contracts 2007-03-01 2010-03-11
Rep Dealing in securities 2007-03-01 2010-03-11

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