Ormerod, Graham Stuart 鄂瑞漢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Dealing in securities | 2004-02-05 |
| 2 | Polaris Capital (Asia) Limited | Rep | Dealing in securities | 2004-02-17 | 2009-07-10 | Rep | Advising on corporate finance | 2004-05-20 | 2009-07-10 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2004-03-05 | 2006-11-01 | Rep | Advising on corporate finance | 2004-05-20 | 2006-11-01 |
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