Lo, Shun Tat 盧順達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-27 | |
2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2004-02-27 | |
3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-17 | |
4 | ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED | Rep | Dealing in securities | 2006-06-19 | 2007-12-11 |
5 | BEA Union Investment Management Limited | Rep | Dealing in securities | 2006-08-17 | 2007-12-11 |
6 | BEA Union Investment Management Limited | Rep | Asset management | 2007-10-29 | 2007-12-11 |
7 | FT Securities Limited | Rep | Advising on futures contracts | 2008-08-05 | 2009-06-01 |
8 | FT Securities Limited | Rep | Dealing in futures contracts | 2008-08-05 | 2009-06-01 |
9 | FT Securities Limited | Rep | Dealing in securities | 2008-08-05 | 2009-06-01 |
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