Loo, Kwok Wing 盧國榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMBC International Securities Limited RO Advising on securities 2016-11-30 2017-05-02
RO Dealing in securities 2016-11-30 2017-05-02
2 INFINITI INVESTMENT MANAGEMENT LIMITED RO Advising on futures contracts 2008-07-24 2008-12-01
RO Advising on securities 2008-07-24 2008-12-01
RO Asset management 2008-07-24 2013-08-31
3 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in securities 2005-08-08 2006-06-14
Rep Advising on securities 2005-08-31 2006-06-14
4 KVV Capital Limited RO Advising on securities 2022-01-31
RO Asset management 2022-01-31
5 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Automated trading services 2005-03-23
Rep Dealing in securities 2005-07-20
6 MSQ Asset Management (HK) Limited RO Advising on securities 2018-08-07 2021-03-08
RO Asset management 2018-08-07 2021-03-08
7 Quam Asset Management Limited (b1983-06-28) Rep Asset management 2016-02-23 2016-04-19
Rep Advising on securities 2016-02-23 2016-05-15
RO Asset management 2016-04-19 2016-05-15
8 Quam Securities Limited Rep Advising on securities 2016-02-23 2016-05-15
Rep Dealing in futures contracts 2016-02-23 2016-05-15
Rep Dealing in securities 2016-02-23 2016-05-15
9 RBS Asia Corporate Finance Limited Rep Advising on corporate finance 2007-05-03 2008-05-01
Rep Dealing in securities 2007-05-03 2008-05-01

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