Wong, Yee Wing 黃懿榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2004-08-10 |
| 2 | HOU TAK SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-10 | 2004-10-12 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-07-27 | 2007-11-28 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-11 | 2007-06-30 |
| 5 | Sino-Rich Securities & Futures Limited | Rep | Dealing in securities | 2004-11-17 | 2005-04-01 |
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