Mok, Kin Wai 莫建偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | RO | Asset management | 2007-09-13 | 2008-06-21 |
| 2 | BOCOM International Holdings Company Limited | RO | Automated trading services | 2003-09-08 | RO | Advising on corporate finance | 2008-03-03 | RO | Advising on securities | 2008-03-03 | RO | Asset management | 2008-03-03 | RO | Dealing in securities | 2008-03-03 | RO | Advising on futures contracts | 2005-11-26 | 2008-03-03 | RO | Dealing in futures contracts | 2005-11-26 | 2008-03-03 |
| 3 | BOCOM International Securities Limited | RO | Advising on futures contracts | 2007-09-10 | 2008-06-21 | RO | Advising on securities | 2007-09-10 | 2008-06-21 | RO | Dealing in futures contracts | 2007-09-10 | 2008-06-21 | RO | Dealing in securities | 2007-09-10 | 2008-06-21 |
| 4 | Golden Jade Asset Management Limited | RO | Asset management | 2015-08-26 | 2019-11-30 |
| 5 | Golden Jade Capital Limited | RO | Advising on corporate finance | 2016-09-08 | 2019-11-30 |
| 6 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on futures contracts | 2009-03-19 | 2009-04-27 | RO | Advising on securities | 2009-03-19 | 2009-04-27 | RO | Dealing in futures contracts | 2009-03-19 | 2009-04-27 | RO | Dealing in securities | 2009-03-19 | 2009-04-27 |
| 7 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2009-12-14 | 2010-07-19 | RO | Asset management | 2009-12-14 | 2010-07-19 |
| 8 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2009-11-16 | 2010-07-19 | RO | Asset management | 2009-11-16 | 2010-07-19 |
| 9 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-15 | 2009-06-25 | RO | Dealing in futures contracts | 2009-06-25 | 2010-07-19 |
| 10 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-15 | 2009-06-25 | RO | Dealing in securities | 2009-06-25 | 2010-07-19 |
| 11 | Red South Investment Management Limited | RO | Advising on securities | 2023-07-18 | 2023-10-05 | RO | Asset management | 2023-07-18 | 2023-10-05 |
| 12 | SINO WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2014-03-21 | 2014-10-10 |
| 13 | TIANDA ASSET MANAGEMENT LIMITED | RO | Asset management | 2013-04-24 | 2014-03-20 | RO | Asset management | 2019-12-10 | 2022-12-31 | RO | Advising on securities | 2020-06-18 | 2022-12-31 |
| 14 | TIANDA SECURITIES LIMITED | RO | Dealing in futures contracts | 2011-01-18 | 2014-03-20 | RO | Dealing in securities | 2011-01-18 | 2014-03-20 | RO | Dealing in securities | 2020-04-06 | 2022-12-31 | RO | Advising on securities | 2020-06-30 | 2022-12-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy