Lee, Boon Heng 李文興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-16 | Rep | Advising on securities | 2003-10-16 | Rep | Asset management | 2003-10-16 | Rep | Automated trading services | 2003-10-16 | Rep | Dealing in securities | 2008-05-30 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Dealing in futures contracts | 2008-05-30 | Rep | Dealing in securities | 2003-10-16 | 2008-05-30 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2010-05-06 | Rep | Dealing in securities | 2008-06-02 | 2010-05-06 | Rep | Advising on futures contracts | 2008-07-09 | 2010-05-06 | Rep | Advising on securities | 2008-07-09 | 2010-05-06 |
| 4 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-31 | Rep | Dealing in securities | 2014-07-31 |
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