Cheung, Joseph Cho Shing 張祖成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Dealing in futures contracts | 2009-09-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-09-01 | |
| 3 | China Galaxy International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2011-12-14 | 2022-05-31 |
| 4 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-10-14 | 2011-12-14 | RO | Dealing in securities | 2011-12-14 | 2022-05-31 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-01-16 | Rep | Advising on securities | 2004-01-16 | Rep | Asset management | 2004-01-16 | Rep | Dealing in securities | 2009-09-01 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2022-06-30 | 2022-09-08 | RO | Advising on securities | 2022-09-08 | RO | Dealing in securities | 2022-09-08 |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-06-30 | 2022-09-08 | RO | Dealing in futures contracts | 2022-09-08 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-17 | 2011-09-11 | Rep | Dealing in securities | 2009-11-17 | 2011-09-11 | Rep | Leveraged foreign exchange trading | 2009-11-17 | 2011-09-11 |
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