Ho, Kwok Fai (SFC:ACS543) 何國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-08 | Rep | Asset management | 2003-04-08 | Rep | Automated trading services | 2003-04-08 | Rep | Dealing in futures contracts | 2003-04-08 |
2 | Huarong International Securities Limited | Rep | Dealing in futures contracts | 2010-11-30 | 2011-06-01 | Rep | Dealing in securities | 2011-03-11 | 2011-06-01 |
3 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-06-26 | 2004-04-08 | Rep | Dealing in futures contracts | 2004-10-29 | 2008-03-20 |
4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-10-11 | 2021-07-28 |
5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-10-11 | 2021-07-28 |
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