McNamara, Mary Elizabeth
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2013-12-11 | RO | Dealing in securities | 2013-12-11 | 2017-05-05 |
2 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-29 | 2010-05-14 | Rep | Dealing in futures contracts | 2003-12-29 | 2010-05-14 |
3 | CLSA LIMITED | Rep | Advising on securities | 2003-12-29 | 2010-05-14 | Rep | Dealing in securities | 2003-12-29 | 2010-05-14 |
4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-07 | 2017-10-04 | RO | Dealing in securities | 2017-10-04 | 2021-10-11 |
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