Chan, Wah (SFC:ACZ683) 陳華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-06-03 | |
| 2 | YF SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2003-06-03 | |
| 3 | YF SECURITIES COMPANY LIMITED | RO | Advising on securities | 2003-06-03 | |
| 4 | YF SECURITIES COMPANY LIMITED | RO | Asset management | 2003-06-03 | |
| 5 | YF SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2006-05-26 | |
| 6 | Joy Silver Limited | Rep | Advising on corporate finance | 2007-02-07 | 2008-03-25 |
| 7 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2007-02-07 | 2008-03-25 |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-30 | 2017-12-16 |
| 9 | AIF Securities Limited | Rep | Dealing in securities | 2018-01-05 | 2020-05-31 |
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