Liu, Chung Hong 廖仲康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-08 | 2003-09-19 | RO | Dealing in securities | 2003-11-05 | 2004-04-22 |
| 2 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Dealing in futures contracts | 2003-06-02 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Automated trading services | 2003-06-02 | Rep | Dealing in securities | 2003-06-02 |
| 4 | SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Dealing in securities | 2003-05-29 |
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