Yan, Sunny Kwok Ting 印國庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-11-24 | 2005-06-27 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-11-24 | 2005-06-27 | Rep | Dealing in securities | 2005-01-13 | 2005-06-27 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-10-28 | |
| 4 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-10-05 | 2006-05-25 | RO | Advising on corporate finance | 2006-05-25 | 2006-12-23 | RO | Dealing in securities | 2006-06-13 | 2006-12-23 |
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