Yip, Chi Wing (SFC:ADI536) 葉志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Advising on futures contracts | 2003-07-24 | Rep | Asset management | 2003-07-24 | Rep | Dealing in futures contracts | 2003-07-24 | Rep | Dealing in futures contracts | 2007-06-18 | 2009-10-17 |
| 2 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2011-03-02 | 2012-07-30 |
| 3 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-08-10 | |
| 4 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-08-10 | |
| 5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-01-22 | 2010-07-24 |
| 6 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2003-08-13 | 2006-08-01 | Rep | Automated trading services | 2003-10-03 | 2006-08-01 | Rep | Dealing in securities | 2003-10-03 | 2006-08-01 |
| 7 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-01-22 | 2010-07-24 | Rep | Dealing in securities | 2010-02-10 | 2010-07-24 |
| 8 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-01-25 | 2017-02-12 | Rep | Dealing in securities | 2016-01-25 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | 2018-01-12 | Rep | Dealing in securities | 2017-02-13 | 2018-01-12 |
| 9 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-22 | 2017-02-12 |
| 10 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-22 | 2017-02-12 |
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