Ng, Wai Kwong (SFC:ADJ383) 吳衛剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2013-01-04 | 2013-04-29 | Rep | Dealing in securities | 2013-01-04 | 2013-04-29 | RO | Dealing in futures contracts | 2013-05-02 | 2023-06-30 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-06-17 | 2006-09-30 |
| 3 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-18 | Rep | Asset management | 2003-08-18 | Rep | Dealing in futures contracts | 2004-05-24 |
| 4 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Advising on futures contracts | 2003-08-18 | Rep | Asset management | 2003-08-18 | Rep | Dealing in futures contracts | 2004-05-24 |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-18 | Rep | Advising on securities | 2003-08-18 | Rep | Asset management | 2003-08-18 | Rep | Dealing in securities | 2004-05-24 |
| 6 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2011-07-04 | 2012-07-30 |
| 7 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-05-15 | 2011-05-23 |
| 8 | Newedge Broker Limited | Rep | Automated trading services | 2008-05-15 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-05-15 | 2009-07-31 | Rep | Dealing in securities | 2008-05-15 | 2009-07-31 |
| 9 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2004-06-17 | 2006-09-30 |
| 10 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-17 | 2005-02-04 |
| 11 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2011-05-23 | Rep | Dealing in securities | 2008-10-13 | 2011-05-23 |
| 12 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2008-04-17 |
| 13 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-10-02 | 2008-04-17 | Rep | Dealing in securities | 2006-10-02 | 2008-04-17 |
| 14 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-10-02 | 2008-04-17 |
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