Tong, Jack Shing Kit 湯承傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Dealing in futures contracts | 2017-12-04 | 2018-04-03 | Rep | Dealing in securities | 2017-12-04 | 2018-04-03 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-05-29 | 2008-06-01 | Rep | Dealing in futures contracts | 2007-06-28 | 2008-06-01 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-07-17 | 2009-12-11 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-07-17 | 2009-12-11 |
| 5 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-12-05 | 2007-05-21 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-04-02 | 2006-09-21 |
| 7 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-04-02 | 2006-09-21 | Rep | Automated trading services | 2005-04-14 | 2006-09-21 |
| 8 | Granville Financial Services Company Limited | Rep | Dealing in futures contracts | 2018-04-04 | 2020-02-07 | Rep | Dealing in securities | 2018-04-04 | 2020-02-07 |
| 9 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-09-28 | |
| 10 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-09-28 | 2022-11-08 | RO | Dealing in securities | 2022-11-08 |
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