Chik, Leon Hak Kan 植克勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-05-14 | 2008-05-30 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-05-23 | 2005-11-12 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-08-06 | Rep | Advising on securities | 2003-08-06 | Rep | Asset management | 2003-08-06 | Rep | Dealing in securities | 2003-08-06 |
| 4 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-07-02 | 2008-11-28 | RO | Advising on securities | 2008-11-28 | 2009-09-15 |
| 5 | ROCIM Limited | Rep | Asset management | 2020-04-28 | 2020-12-07 | Rep | Advising on securities | 2023-01-16 | Rep | Asset management | 2023-01-16 |
| 6 | T & F RESEARCH LIMITED | Rep | Advising on securities | 2004-04-29 | 2005-05-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy