Chor, Voiron Ko Fung 左高峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2004-02-23 | 2004-12-15 |
2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-09-25 | 2011-05-23 |
3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-09-25 | 2010-12-06 |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-05-23 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2016-04-07 | 2018-12-19 | Rep | Dealing in securities | 2016-04-07 | 2018-12-19 |
6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2003-07-09 | 2003-11-25 |
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