Li, Raymond Man Fai 李文輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-06-11 | 2014-11-03 |
| 2 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-09 | 2017-03-14 | RO | Dealing in futures contracts | 2017-03-14 | 2019-12-12 |
| 3 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-29 | 2019-12-12 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in futures contracts | 2006-04-10 |
| 5 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-30 | 2004-09-03 | RO | Dealing in futures contracts | 2004-09-03 | 2006-04-10 |
| 6 | HSBC FUTURES (SINGAPORE) PTE LTD | RO | Advising on futures contracts | 2003-08-29 | RO | Asset management | 2003-08-29 | RO | Dealing in futures contracts | 2006-04-10 |
| 7 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-29 | Rep | Advising on securities | 2003-08-29 | Rep | Asset management | 2003-08-29 | Rep | Dealing in securities | 2005-11-14 |
| 8 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2006-05-25 | 2011-06-14 |
| 9 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2008-03-14 | 2009-07-31 | Rep | Dealing in securities | 2008-03-14 | 2009-07-31 |
| 10 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-18 | 2011-06-14 | Rep | Dealing in futures contracts | 2008-10-13 | 2011-06-14 |
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