Chan, Kerry Mo Yu 陳慕瑜

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Advising on securities 2014-03-31 2014-11-10
Rep Dealing in securities 2014-03-31 2014-11-10
2 CLSA LIMITED Rep Dealing in securities 2004-02-05 2004-11-22
3 CLSA RESEARCH LIMITED Rep Advising on securities 2004-11-22
4 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2005-07-26 2005-11-14

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