Kok, Pui Mo 郭佩武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Advising on futures contracts | 2005-03-07 | Rep | Asset management | 2005-03-07 | Rep | Dealing in futures contracts | 2006-03-29 |
| 2 | ROCTEC SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-07 | Rep | Advising on securities | 2005-03-07 | Rep | Asset management | 2005-03-07 | Rep | Dealing in securities | 2006-03-29 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-06-13 | 2008-12-01 | Rep | Dealing in securities | 2006-06-13 | 2008-12-01 | Rep | Dealing in futures contracts | 2009-03-12 | 2010-03-25 | Rep | Dealing in securities | 2009-03-12 | 2010-03-25 |
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