Chan, Cheung Wo 陳祥和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-12-01 | 2012-06-05 | RO | Dealing in futures contracts | 2012-02-29 | 2012-06-05 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-06-21 | 2012-12-13 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-06-21 | 2012-12-13 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-11 | 2013-03-29 |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-01-11 | 2013-03-29 |
| 6 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-11 | 2013-03-29 |
| 7 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in futures contracts | 2010-08-21 |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Automated trading services | 2003-08-11 | Rep | Dealing in securities | 2010-08-21 | Rep | Advising on securities | 2009-08-17 | 2010-08-21 |
| 9 | iBest Securities Company Limited | Rep | Advising on corporate finance | 2003-08-11 | Rep | Advising on securities | 2003-08-11 | Rep | Asset management | 2003-08-11 | Rep | Dealing in securities | 2009-08-17 | RO | Dealing in securities | 2009-08-17 | 2010-08-21 |
| 10 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-04-24 | 2015-04-10 |
| 11 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-24 | 2015-04-10 |
| 12 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-11 | 2015-05-19 |
| 13 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-11 | 2015-05-19 |
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