Hung, Gary Lok Ming 熊洛銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Artephius Partners Limited | RO | Asset management | 2013-10-25 | 2019-05-10 |
| 2 | Calibration Partners (Hong Kong) Limited | Rep | Advising on securities | 2020-12-10 | 2020-12-17 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-18 | 2011-01-25 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-11 | 2007-07-31 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-16 | 2007-07-31 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-16 | 2007-07-31 |
| 7 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2021-01-04 | Rep | Advising on futures contracts | 2024-04-18 | Rep | Asset management | 2024-04-18 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-12 | Rep | Advising on securities | 2003-05-12 | Rep | Asset management | 2003-05-12 | Rep | Dealing in securities | 2006-03-04 | Rep | Dealing in futures contracts | 2003-06-11 | 2006-03-04 |
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