Lam, Gilbert Shen Hriung 林聖鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2006-03-17 | 2008-10-01 | RO | Advising on securities | 2006-10-19 | 2008-10-01 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-12-02 | 2006-01-23 | Rep | Advising on securities | 2005-12-02 | 2006-02-18 | RO | Dealing in securities | 2006-01-23 | 2006-02-18 | Rep | Dealing in securities | 2012-04-24 | 2013-03-11 | RO | Dealing in securities | 2013-03-11 | 2013-09-23 | Rep | Dealing in securities | 2013-09-23 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-12-16 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-02 | 2006-01-23 | Rep | Advising on futures contracts | 2005-12-02 | 2006-02-18 | RO | Dealing in futures contracts | 2006-01-23 | 2006-02-18 | Rep | Dealing in futures contracts | 2012-04-24 | 2013-03-11 | RO | Dealing in futures contracts | 2013-03-11 | 2013-09-23 | Rep | Dealing in futures contracts | 2013-09-23 | 2020-12-16 |
| 4 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-02 | 2006-01-23 | Rep | Advising on securities | 2005-12-02 | 2006-02-18 | RO | Dealing in securities | 2006-01-23 | 2006-02-18 | RO | Dealing in securities | 2013-04-25 | 2013-09-23 | Rep | Dealing in securities | 2013-09-23 | 2017-10-02 |
| 5 | SINOPAC FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2004-01-28 | 2005-11-22 | RO | Asset management | 2004-04-26 | 2004-12-26 | RO | Advising on futures contracts | 2004-04-26 | 2005-11-22 | RO | Asset management | 2005-03-22 | 2005-10-06 |
| 6 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Dealing in securities | 2004-01-28 | 2005-11-22 | RO | Asset management | 2004-04-26 | 2004-12-26 | RO | Advising on securities | 2004-04-26 | 2005-11-22 | RO | Asset management | 2005-03-22 | 2005-10-06 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2003-12-22 | RO | Dealing in futures contracts | 2003-11-26 | 2003-12-22 |
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