Chu, Yik Shan 朱憶山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Future Growth Financial Services Limited | Rep | Dealing in futures contracts | 2015-01-16 | 2016-02-18 | Rep | Leveraged foreign exchange trading | 2015-01-16 | 2018-03-05 | RO | Dealing in futures contracts | 2016-02-18 | 2018-03-05 |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2006-08-02 | |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-02-17 | 2006-08-02 |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-04-16 | Rep | Asset management | 2004-04-16 | Rep | Dealing in futures contracts | 2004-04-16 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-03-27 | 2014-11-14 |
| 6 | WING FUNG FOREX LIMITED | RO | Leveraged foreign exchange trading | 2009-01-08 | 2011-05-19 |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-01 | 2006-09-14 | RO | Dealing in futures contracts | 2006-09-14 | 2011-05-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy