Tam, Kwok Leung (SFC:AEE193) 譚國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2005-03-30 | Rep | Dealing in futures contracts | 2005-06-30 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-30 | Rep | Advising on securities | 2005-03-30 | Rep | Asset management | 2005-03-30 | Rep | Dealing in securities | 2005-06-30 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-07-13 | 2010-04-28 | Rep | Dealing in securities | 2005-07-13 | 2010-04-28 |
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