Tong, Wai Chiu 唐偉超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-02-04 | 2011-04-30 |
| 2 | GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2005-08-25 |
| 3 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2005-05-31 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-26 | 2009-01-31 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2011-05-06 | 2011-06-01 |
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