To, Wai Man (SFC:AEM387) 陶偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Advising on futures contracts | 2019-06-05 | RO | Dealing in futures contracts | 2019-06-05 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-19 | |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2015-03-06 |
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