Shum, Jerry 岑立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FDB Financial Group Limited | Rep | Asset management | 2007-10-10 | 2007-11-27 | Rep | Advising on corporate finance | 2007-11-27 | 2009-06-01 | RO | Advising on securities | 2007-11-27 | 2009-06-01 | RO | Asset management | 2007-11-27 | 2009-06-01 |
| 2 | SA Capital Limited (HK) | RO | Asset management | 2006-12-12 | 2007-04-10 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-08-09 | 2005-06-01 |
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