Ng, Shing Yip 伍成業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | STOCKWELL SECURITIES LIMITED | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2004-05-07 | Rep | Advising on securities | 2004-05-07 | Rep | Asset management | 2004-05-07 | Rep | Dealing in securities | 2005-07-28 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-01 | 2007-09-01 |
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