Leung, Derek An Loy 梁晏來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Advising on securities | 2016-10-17 | Rep | Dealing in securities | 2016-10-17 |
| 2 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-06-16 | 2009-09-07 |
| 3 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-06-16 | 2009-09-07 |
| 4 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-06-16 | 2009-09-07 |
| 5 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-17 | 2009-06-25 | RO | Dealing in securities | 2009-06-25 | 2009-09-07 |
| 6 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2008-08-12 | 2008-10-03 | RO | Dealing in securities | 2008-10-03 | 2009-03-06 |
| 7 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-11-20 | 2010-06-22 |
| 8 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-20 | 2010-03-15 | RO | Dealing in futures contracts | 2010-03-15 | 2011-05-01 |
| 9 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Asset management | 2010-02-03 | 2010-06-22 |
| 10 | CINDA INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2010-07-26 | 2011-05-01 |
| 11 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-20 | 2009-12-17 | RO | Dealing in securities | 2009-12-17 | 2011-05-01 |
| 12 | Creat Capital Company Limited | RO | Advising on securities | 2012-02-01 | 2013-03-31 | RO | Asset management | 2012-02-01 | 2013-03-31 |
| 13 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Advising on corporate finance | 2008-08-11 |
| 14 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Dealing in futures contracts | 2008-08-11 |
| 15 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-05-20 | Rep | Advising on securities | 2003-05-20 | Rep | Asset management | 2003-05-20 | Rep | Dealing in securities | 2003-07-17 | Rep | Automated trading services | 2003-09-11 | RO | Dealing in securities | 2003-07-17 | 2008-08-11 |
| 16 | SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | RO | Dealing in securities | 2007-08-17 | 2008-08-11 |
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