Woo, Art Zen 胡德賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2011-06-01 | 2014-05-10 |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-10-24 | Rep | Advising on securities | 2003-10-24 | Rep | Asset management | 2003-10-24 | Rep | Dealing in securities | 2003-10-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-08-08 | 2009-01-23 |
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