Lee, Ying Kei 李英琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Advising on futures contracts | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in futures contracts | 2006-01-27 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-10 | Rep | Advising on securities | 2004-08-10 | Rep | Asset management | 2004-08-10 | Rep | Dealing in securities | 2006-01-27 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-02-01 | 2009-04-01 | Rep | Dealing in futures contracts | 2010-08-10 | 2010-12-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-01 | 2009-04-01 | Rep | Dealing in securities | 2010-08-10 | 2010-12-01 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-10-02 | 2015-09-01 | Rep | Dealing in securities | 2013-10-02 | 2015-09-01 |
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