Kwok, Wai Hong 郭蔚航

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 AIF Securities Limited Rep Dealing in futures contracts 2017-12-15 2018-03-14
Rep Dealing in securities 2017-12-15 2018-03-14
RO Advising on futures contracts 2018-03-14 2019-05-09
RO Dealing in futures contracts 2018-03-14 2019-05-09
RO Dealing in securities 2018-03-14 2019-05-09
2 Amber Hill Asset Management Limited RO Advising on securities 2018-08-22 2019-05-09
RO Asset management 2018-08-22 2019-05-09
3 CSC SECURITIES (HK) LIMITED Rep Dealing in securities 2013-04-29 2014-04-14
4 KGI ASIA LIMITED Rep Dealing in securities 2015-06-15 2016-06-24
5 KGI CAPITAL ASIA LIMITED Rep Asset management 2003-11-05
Rep Advising on corporate finance 2006-06-24
Rep Advising on securities 2006-06-24
Rep Dealing in securities 2006-06-24
6 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2015-06-15 2016-06-24
7 Kietex Capital Limited RO Advising on securities 2020-05-22
RO Asset management 2020-05-22
8 Merdeka Securities Limited Rep Dealing in securities 2012-05-16 2013-04-11
9 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2014-09-29 2015-06-11
Rep Dealing in futures contracts 2017-06-22 2017-11-21
10 MIB SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2014-04-23 2015-06-11
Rep Dealing in securities 2017-06-22 2017-11-21
11 Success Securities Limited Rep Advising on securities 2006-07-01 2006-08-10
Rep Dealing in securities 2006-07-01 2006-08-10
12 ZHONGTAI INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2016-06-29 2017-06-16
13 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Rep Dealing in securities 2016-06-29 2017-06-16

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top