Sze, Tak Chee 施德芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-18 | |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Asset management | 2003-12-18 | |
| 3 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2004-11-16 | |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2004-11-23 | 2005-06-30 |
| 5 | Quam Securities Limited | RO | Advising on securities | 2005-06-30 | 2007-08-17 |
| 6 | MIDLAND WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2008-02-18 | 2010-08-01 |
| 7 | MIDLAND WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2008-02-18 | 2010-08-01 |
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