Chan, Esther Fung Mi 陳鳳眉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2011-06-30 |
| 2 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Advising on corporate finance | 2004-07-19 | Rep | Advising on securities | 2004-07-19 | Rep | Asset management | 2004-07-19 | Rep | Dealing in securities | 2008-06-02 |
| 3 | TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | Advising on corporate finance | 2003-11-07 | Rep | Advising on securities | 2003-11-07 | Rep | Asset management | 2003-11-07 | Rep | Dealing in securities | 2003-11-07 |
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