Goh, Daryl Shao Loong 吳少龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | |
| 2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-08-10 | Credit Suisse (Hong Kong) Limited | Rep | 2005-08-18 | 2007-06-26 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2003-12-10 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 2008-09-05 | 2009-09-11 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-07-13 | 2008-05-16 |
| 5 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-07-13 | 2008-05-16 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-13 | 2008-05-16 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 2010-08-09 | 2011-01-28 |
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