Ho, Ka Ling (SFC:AFP445) 何嘉玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Securities Limited | Rep | Dealing in securities | 2007-05-15 | 2007-05-21 |
| 2 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-27 | 2008-06-03 |
| 3 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2007-07-14 |
| 4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-30 | 2007-07-14 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-31 | 2010-06-01 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-31 | 2010-06-01 |
| 7 | JS SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-09-01 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-09-01 | Rep | Advising on securities | 2003-09-01 | Rep | Asset management | 2003-09-01 | Rep | Automated trading services | 2003-09-01 | Rep | Dealing in securities | 2003-09-01 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-20 | 2007-03-12 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-11-01 | 2007-03-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy