Lai, Joyce Yuen Yee 黎婉儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2003-11-01 | |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2003-11-01 | |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Asset management | 2003-11-01 | ChinaRock Capital Management Limited | Rep | 2007-09-07 | 2008-09-05 | ChinaRock Capital Management Limited | RO | 2008-09-05 | 2010-01-29 | Capital Instinct Limited | RO | 2012-09-12 | 2022-02-28 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-09-28 | 2007-04-14 |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2003-11-01 | DBS VICKERS (HONG KONG) LIMITED | Rep | 2004-09-28 | 2007-04-14 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 2007-04-23 | 2007-05-18 |
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