Hui, Tin Kay (SFC:AFS483) 許天奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLUESTONE SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2015-04-24 | 2015-07-27 |
| 2 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-03-26 | 2005-07-06 |
| 3 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-03-26 | 2005-07-06 |
| 4 | China Credit International Securities Co., Limited | Rep | Advising on securities | 2020-09-24 | 2021-05-03 | Rep | Asset management | 2020-09-24 | 2021-05-03 | Rep | Dealing in securities | 2020-09-24 | 2021-05-03 |
| 5 | Core Capital Securities Limited | RO | Dealing in securities | 2016-06-21 | 2018-02-15 |
| 6 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2008-03-08 |
| 7 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2005-07-12 | 2008-03-08 |
| 8 | Future Growth Financial Services Limited | Rep | Dealing in securities | 2010-08-11 | 2010-10-05 | Rep | Dealing in futures contracts | 2010-08-11 | 2011-08-01 | RO | Dealing in securities | 2010-10-05 | 2011-08-01 |
| 9 | Huayu Securities Limited | RO | Dealing in securities | 2019-01-28 | 2020-02-04 | RO | Advising on securities | 2019-09-11 | 2020-02-04 |
| 10 | Jade Tee Capital Limited | RO | Advising on securities | 2022-01-17 | 2024-02-29 | RO | Asset management | 2022-01-17 | 2024-02-29 |
| 11 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-03-25 | 2010-05-29 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-03-12 | 2010-05-29 |
| 13 | ROSA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Automated trading services | 2004-01-09 | Rep | Dealing in securities | 2004-01-09 |
| 14 | Scottrade (Hong Kong) Limited | RO | Dealing in securities | 2012-10-11 | 2013-12-11 |
| 15 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-06-10 | 2010-08-01 |
| 16 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-06-10 | 2010-08-01 |
| 17 | YUANYIN SECURITIES LIMITED | RO | Dealing in securities | 2018-08-03 | 2018-11-30 |
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