Chan, Ying Kit (SFC:AFT458) 陳英傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2004-03-24 | 2004-08-02 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-24 | 2004-08-02 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-05 | 2011-03-31 | Rep | Asset management | 2008-05-05 | 2011-03-31 | Rep | Dealing in securities | 2010-09-29 | 2011-03-31 |
| 4 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-03-09 | Rep | Asset management | 2004-03-09 | Rep | Dealing in futures contracts | 2004-03-09 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2004-03-09 | Rep | Advising on securities | 2004-03-09 | Rep | Asset management | 2004-03-09 | Rep | Dealing in securities | 2004-03-09 |
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