Chan, Lap Yin (SFC:AFV376) 陳立言
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Axial Partners Limited | RO | Advising on securities | 2023-11-29 | RO | Asset management | 2023-11-29 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-29 | 2004-07-14 | Rep | Dealing in futures contracts | 2003-10-30 | 2004-07-14 |
| 3 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-01-21 | 2019-03-22 | Rep | Asset management | 2016-01-21 | 2019-03-22 | RO | Advising on securities | 2019-03-22 | 2020-01-20 | RO | Asset management | 2019-03-22 | 2020-01-20 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2015-06-02 | 2016-01-21 | Rep | Dealing in securities | 2015-08-28 | 2020-01-20 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-03-22 | 2008-08-05 |
| 6 | Standard Advisory Asia Limited | Rep | Dealing in securities | 2009-02-04 | 2011-12-09 | Rep | Advising on futures contracts | 2009-02-17 | 2011-12-09 | Rep | Advising on securities | 2009-02-17 | 2011-12-09 | Rep | Dealing in futures contracts | 2009-02-17 | 2011-12-09 |
| 7 | Sumo Asset Management Limited | Rep | Advising on securities | 2013-04-02 | 2014-12-17 | Rep | Asset management | 2013-04-02 | 2014-12-17 |
| 8 | Vered Asset Management Limited | RO | Advising on securities | 2021-10-26 | 2023-06-23 | RO | Asset management | 2021-10-26 | 2023-06-23 |
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