Lai, Chiu Wai 黎俏慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-10 | Rep | Advising on securities | 2011-05-06 | Rep | Dealing in securities | 2011-05-06 |
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