Wang, Tian (SFC:BJP485) 王天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2018-01-31 | 2018-08-29 | Rep | Asset management | 2018-01-31 | 2018-08-29 | Rep | Dealing in securities | 2018-01-31 | 2018-08-29 |
| 2 | GF International Investment Management Limited | Rep | Asset management | 2019-04-29 | 2020-06-12 | Rep | Dealing in securities | 2019-10-16 | 2020-06-12 |
| 3 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-05-24 | 2017-10-17 | Rep | Dealing in securities | 2017-05-24 | 2017-10-17 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2022-03-10 | 2022-09-23 |
| 5 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-09-27 | 2019-04-04 | Rep | Asset management | 2018-09-27 | 2019-04-04 |
| 6 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2020-07-09 | 2022-02-09 |
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