Chan, Jutlandia Yuk Kwai 陳玉桂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on corporate finance | 2005-03-18 | |
| 2 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Asset management | 2005-03-18 | |
| 3 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Dealing in securities | 2005-03-18 | |
| 4 | THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Rep | Advising on securities | 2005-03-31 | |
| 5 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-04-14 | 2005-10-03 |
| 6 | Quam Securities Limited | Rep | Advising on securities | 2005-10-27 | 2007-02-28 |
| 7 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-23 | 2007-08-21 |
| 8 | FTL Wealth Management (HK) Limited | Rep | Advising on securities | 2007-11-07 | 2010-11-30 |
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