Lee, Ronald Man Shun 李文遜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-10-07 | 2016-06-30 | Rep | Dealing in securities | 2014-10-07 | 2016-06-30 | Rep | Dealing in futures contracts | 2014-12-15 | 2016-06-30 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Automated trading services | 2004-01-07 | Rep | Dealing in securities | 2005-05-31 |
| 3 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-01-29 | 2005-05-31 |
| 4 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-01-07 | Rep | Advising on securities | 2004-01-07 | Rep | Asset management | 2004-01-07 | Rep | Automated trading services | 2004-01-07 | Rep | Dealing in securities | 2005-05-31 |
| 5 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-08-02 | 2007-02-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy