Hall, Jon (SFC:AGK991)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | Rep | Advising on corporate finance | 2004-09-03 | Rep | Advising on securities | 2004-09-03 | Rep | Asset management | 2004-09-03 | Rep | Dealing in securities | 2004-12-22 |
2 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in securities | 2005-03-07 | 2007-08-13 |
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