Lai, Mo Ying 黎慕瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2021-12-20 | 2023-02-28 | Rep | Dealing in securities | 2021-12-20 | 2023-02-28 | Rep | Advising on securities | 2023-06-19 | Rep | Dealing in securities | 2023-06-19 |
| 2 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-02-15 | 2010-08-17 | Rep | Advising on securities | 2014-02-18 | 2015-03-04 | Rep | Dealing in securities | 2014-02-18 | 2015-03-04 |
| 3 | Quam Securities Limited | Rep | Advising on securities | 2023-04-13 | 2023-05-23 | Rep | Dealing in securities | 2023-04-13 | 2023-05-23 |
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