Garrick, Jonathan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Atherton Asset Management Limited Rep Asset management 2013-09-11 2022-01-31
2 BEAR STEARNS ASIA LIMITED Rep Dealing in securities 2007-05-17 2008-05-30
3 Chocolate Asset Management Limited Rep Asset management 2023-10-30
4 Citigroup Global Markets Asia Limited Rep Dealing in securities 2008-07-30 2008-11-19
5 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2008-07-30 2008-11-19
6 HSBC SECURITIES (ASIA) LIMITED Rep Dealing in securities 2004-12-08 2005-11-14
7 PRIVATE CAPITAL LIMITED Rep Asset management 2023-10-10 2023-10-13
8 Standard Chartered Securities (Hong Kong) Limited Rep Advising on corporate finance 2004-11-10
Rep Advising on securities 2004-11-10
Rep Asset management 2004-11-10
Rep Dealing in securities 2004-11-10

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