Garrick, Jonathan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-11-10 | |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2004-11-10 | |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Asset management | 2004-11-10 | |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-11-10 | |
| 5 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-08 | 2005-11-14 |
| 6 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2007-05-17 | 2008-05-30 |
| 7 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-07-30 | 2008-11-19 |
| 8 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-30 | 2008-11-19 |
| 9 | Atherton Asset Management Limited | Rep | Asset management | 2013-09-11 | 2022-01-31 |
| 10 | PRIVATE CAPITAL LIMITED | Rep | Asset management | 2023-10-10 | 2023-10-13 |
| 11 | Chocolate Asset Management Limited | Rep | Asset management | 2023-10-30 |
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